| How Can HUD-1 Help You Generate Business? | | | | premiums due at settlement. Escrow reserves for |
| -----------------------------------------HUD-1 is a standard | | | | mortgage insurance are recorded later. If your |
| form you use very often. The form serves not just as | | | | mortgage insurance is a lump sum payment good for |
| a settlement closing statement, but also as a proof of | | | | the life of the loan it should be noted.903 Hazard |
| payment of different tax deductions. Understanding the | | | | insurance premiums due at settlement. It is not used |
| form and the tax deductible items and communicating | | | | for insurance reserves that will go into escrow.904 |
| them to your clients will help your clients to minimize | | | | Miscellaneous items: flood insurance, mortgage life |
| their taxes and help you to build trust and get more | | | | insurance, credit life insurance and disability insurance |
| business exposure.What is the HUD-1 | | | | premiums.905 Miscellaneous items: flood insurance, |
| -----------------HUD-1 is a form used by the settlement | | | | mortgage life insurance, credit life insurance and |
| agent (closing agent) to itemize all incoming funds and | | | | disability insurance premiums.Section 1000 Reserves |
| all charges paid and accrued by a borrower and seller | | | | Deposited with Lender1001-1007 Funds used to start |
| for a real estate transaction. | | | | the borrower's escrow account, from which the lender |
| When is the HUD-1 Issued?The Real Estate | | | | will pay next year's premiums. Each mortgage |
| Settlement Procedures Act (RESPA) requires that the | | | | payment includes an amount that covers a portion of |
| form be issued in all real estate transactions in the | | | | these recurring expenses.1008 Escrow adjustment |
| United States which involve federally related mortgage | | | | calculated by the settlement agent by comparing |
| loans. RESPA states you should be given a copy of | | | | different escrow formulas to assure the lender does |
| the HUD-1 at least one day prior to settlement.When | | | | not collect more escrow funds than allowed.Section |
| Do Clients Need HUD-1 For Taxes? | | | | 1100, Title Charges1101 Settlement agent's fee. |
| -------------------------------------Clients use the information | | | | The fees for the abstract or title search and |
| included in the form when they file their annual taxes. | | | | examination are entered in lines1102 Abstract / title |
| The filing deadline is normally April 15 of every year for | | | | search fee1103 Examination fee1104 Title insurance |
| the proceeding year. To allow the client enough time to | | | | binder (also called a commitment to insure). Payment |
| file taxes using the HUD-1 information, it is | | | | for title insurance policies is entered later.1105 Deed |
| recommended that a copy of the HUD-1 will be sent to | | | | preparations record charges and work on mortgages |
| the client in January.Because the real estate | | | | and notes1106 The fee charged by a notary public for |
| transaction takes place during the year, usually long | | | | authenticating the execution of the settlement |
| before filing the tax return, the HUD-1 given to the client | | | | documents1107 Attorney's fees.1108 Title insurance |
| at closing time could be lost or misplace. Sending the | | | | (except the cost of the binder).1109 Informational lines |
| client a copy of the HUD-1 with a cover letter will be | | | | disclosing costs for the separate title insurance policies |
| very helpful and time savings to the client.HUD-1 Client | | | | (Only line 1108 is carried forward.)1110 Informational lines |
| Sample Letter | | | | disclosing costs for the separate title insurance policies |
| --------------------------The following is a sample letter | | | | (Only line 1108 is carried forward.)1111-1113 Other |
| you can use to send your clients:[Date]TAX TIME IS | | | | title-related charges which vary by location: tax |
| COMINGDear [Client's Name]:Tax time indeed is just | | | | certificate fee / private tax feeSection 1200, |
| around the corner, and the first thing you will need is a | | | | Government Recording and Transfer Charges1201 |
| copy of the Closing Statement on your property. | | | | Recording fee1202 City or County recording fee1203 |
| Moving can be a very busy time, and you may have | | | | State recording fee1204-1205 Miscellaneous recording |
| misplaced this very important document.I would like to | | | | fee itemsSection 1300, Survey and inspections fees |
| be sure you avail yourself of all the tax advantages | | | | (for pests, lead-based paint, radon, structural |
| possible from our transaction. If your accountant has | | | | inspections, inspections for heating, plumbing, or |
| any questions, please have him or her call me (if you | | | | electrical equipment) and home warranty.Line 1400 |
| need a referral to an accounting you can trust, I'd be | | | | Total settlement charges paid from borrower's and |
| happy to provide you with one).I look forward to | | | | seller's funds. They are also entered in Sections J and |
| continuing as your realtor and providing you the highest | | | | K, |
| level of service possible.Yours sincerely,[your name]Oh, | | | | lines 103 and 502.Section J, Summary of Borrower's |
| by the way... If any of your friends or relatives are | | | | TransactionSection 100, Gross Amount Due from |
| thinking about buying or selling a home, I'd love to be of | | | | BorrowerLine 101 Gross sales price of the |
| service to them. So, when you think of these people, | | | | property.Line 102 Personal property charges (draperies, |
| just give me a call with their name and number. I'll be | | | | washer, dryer, outdoor furniture, and decorative items |
| happy to follow up and tend to their Real Estate | | | | purchased from the seller)Line 103 Total settlement |
| needs.Which HUD-1 Information Is Important For Your | | | | charges to borrower (from Line 1400 section L)Lines |
| Client's Taxes?The information reported in the HUD-1 | | | | 104-105 Amounts owed by the borrower or previously |
| relates to the following tax statements and | | | | paid by the seller (include balance in the seller's escrow |
| schedules:Tax form HUD-1 lineSchedule A (itemized | | | | account if the borrower is assuming the loan and |
| deductions), Line 10 - Annual mortgage interest | | | | uncollected rents borrower may owe the seller)Lines |
| deduction Line 901Schedule A (itemized deductions), | | | | 106-112 Item paid in advance by seller (Prorated portion |
| Line 10 - Points deduction Line 802Schedule A | | | | of city/county taxes)Line 120 Gross amount due from |
| (itemized deductions), Line 6 - Real estate taxes | | | | borrower. Total of Lines 101 through 112Section 200, |
| deduction Line 1003, 1004Schedule E (rental income), | | | | Amounts Paid By or In Behalf of BorrowerLine 201 |
| Line 20 - Depreciation (cost of property is required) | | | | Buyer's credit for the earnest money paid when the |
| Line 101, 102Schedule E (rental income), Line 12a - | | | | offer was accepted.Line 202 The new loan paid to the |
| Mortgage Interest Deduction Line 901, 802Schedule E | | | | borrower by the lender.Line 203 Loan borrower |
| (rental income), Line 9 - Insurance 903, 1001, | | | | assumes or takes title subject to an existing loan or |
| 1002Schedule E (rental income), Line 16a - Real state | | | | lien on the property.Lines 204-209 Miscellaneous items |
| taxes 1003, 1004Schedule E (rental income), Line 18 - | | | | paid by or on behalf of the buyer (allowance the seller |
| Other deductions 703, 801-811, 1005, 1101-1110, 1201-3, | | | | is making for repairs or replacement of items or a note |
| 1301-1302Schedule D (capital gain) Part I, II, Column d - | | | | seller accepts from borrower for part of the purchase |
| Sales Price 401, 402Schedule D (capital gain) - Part I, II, | | | | price)Lines 210-219 Bills seller has not yet paid, but |
| Column e - Cost or other basis 101, 102Form 6252 | | | | owes (taxes, assessments or rent collected in |
| (installment sale), Line 8 - Selling price 401, 402Form | | | | advance by the seller for a period extending beyond |
| 6252 (installment sale), Line 8 - Cost or other basis 101, | | | | the settlement date)Lines 220 Total for all items in |
| 102Form 4797 (sale of business property), Part I, | | | | Section 200. The total is added to the borrower's |
| Column d - Cost or other basis 401, 402Form 4797 | | | | proceeds. |
| (sale of business property), Part I, Column f - 101, | | | | Section 300, Cash at Settlement From/To |
| 102HUD-1's two sections | | | | BorrowerLines 301 Summary of the total amount due |
| --------------------Section J, Summary of Borrower's | | | | from the borrower.Lines 302 Summery of all items |
| TransactionThis section contains 6 sections, and | | | | already paid by or for the borrower.Lines 303 The |
| basically summarizes the entries made to the section L | | | | difference between lines 301 and 302 representing the |
| (Settlement charges, see below).- Section 100, Gross | | | | amount of money the borrower owes at closing. If |
| Amount Due from Borrower- Section 200, Amounts | | | | negative number the borrower will receive funds back |
| Paid By or In Behalf of Borrower- Section 300, Cash | | | | at closing.Section K, Summary of Seller's |
| at Settlement From/To Borrower- Section 400, Gross | | | | TransactionSection 400, Gross Amount Due to Seller |
| Amount Due to Seller- Section 500, Reductions in | | | | (amounts added to the seller's funds)Line 401 Gross |
| Amount Due to Seller- Section 600, Cash at | | | | sales price of the property.Lines 404-405 Amounts |
| Settlement To/From SellerSection L, Settlement | | | | owed by the borrower or previously paid by the seller |
| ChargesThat's where many entries are tabulated | | | | (escrow account's balance or uncollected rents)Lines |
| before being brought forward to page 1. Columns | | | | 406-412 Items paid in advance by the seller (prorated |
| contain charges that are paid from either the | | | | portion of city / county taxes)line 420 is the gross |
| borrower's or the seller's funds. Your closing statement | | | | amount due to the seller. Total of Lines 401 through |
| probably won't have entries in all lines.- Section 700, | | | | 412.Section 500, Reductions in Amount Due to Seller |
| Agency Commissions- Section 800, Items Payable in | | | | (amounts are subtracted from the seller's funds)line 501 |
| Connection with Loan- Section 900, Items Required by | | | | When a third party holds the borrower's earnest |
| Lender to be Paid in Advance- Section 1000, | | | | money deposit, and will pay it directly to the seller.line |
| Reserves Deposited with Lender- Section 1100, Title | | | | 502 Total from line 1400, the seller's total charges as |
| Charges- Section 1200, Government Recording and | | | | computed in Section L.line 503 When borrower |
| Transfer Charges- Sections 1300 & 1400, Additional | | | | assumes or takes title subject to existing liens which |
| Settlement Charges and TotalsLine By Line | | | | are deducted from the sales price.line 504-505 First |
| DescriptionSection 700, Agency Commissions701 | | | | and/or second loans which will be paid-off as part of |
| Commissions paid to real estate agencies702 | | | | settlement (including accrued interest).line 506-509 |
| Commissions paid to real estate agencies | | | | Miscellaneous entriesline 506 Deposits paid by the |
| Section 800, Items Payable in Connection with | | | | borrower to the seller or third party other than the |
| Loan801 Processing or originating loan fees. If the fee | | | | settlement agentline 510-519 Bills unpaid by seller |
| is a percentage of the loan amount, the percentage will | | | | (taxes, assessments or rent collected in advance )line |
| be stated.802 "Points" charged by the lender. Each | | | | 520 Total of all items in Section 500. The total is |
| point is 1% of the loan amount.803 Appraisal fees. If | | | | deducted from the seller's proceeds.Section 600, Cash |
| paid with loan application before closing, it should be | | | | at Settlement To/From Sellerline line 601 Gross amount |
| marked "POC," (paid outside of closing). The amount | | | | due to the seller, from line 420.line 602 Total reductions |
| would be shown, but would not be included in the total | | | | in seller's proceeds, from line 520.line 603 Difference |
| fees you bring to settlement.804 Cost of the credit | | | | between lines 601 and 602. Cash amount paid to seller |
| report if it is not included in the Origination Fee.805 | | | | (if a negative number the seller owes money at |
| Inspections fee, done at the request of the lender.806 | | | | closing)Tax USA Inc. |
| Private Mortgage Insurance (PMI) application fee.807 | | | | ------------Tax USA, Inc. is a complete tax, accounting |
| Assumption fee, when buyer takes over seller's | | | | and financial management firm specializes in small |
| existing mortgage.808 Miscellaneous items connected | | | | businesses, corporations and high income individuals. |
| with the loan, such as fees paid to a mortgage | | | | Tax USA Inc.'s mission is to exceed clients' |
| broker.809 Miscellaneous items connected with the | | | | expectation by providing superb tax, accounting & |
| loan, such as fees paid to a mortgage broker.810 | | | | financial Management services. We offer our clients |
| Miscellaneous items connected with the loan, such as | | | | tax, accounting and bookkeeping services, CFO |
| fees paid to a mortgage broker.811 Miscellaneous items | | | | Outsourcing, Budget Review and Business Plans, Cash |
| connected with the loan, such as fees paid to a | | | | Flow Management, Payroll Services and Entities' |
| mortgage broker.Section 900, Items Required by | | | | Incorporation.Our ClientsWe focus on small and mid |
| Lender to be Paid in Advance901 Interest collected at | | | | size businesses, non-profit organization and high |
| settlement for the time period between closing and the | | | | income individuals. Client list comprised of corporations, |
| first monthly payment.902 Mortgage insurance | | | | non-profit organizations and high-tech employees. |